C12 Energy (Continued): Harvard’s International Patent Application Provides More Clues About Stealth Startup

In yesterday’s post, I wrote about C12 Energy (C12), a Cambridge, Massachusetts startup that is apparently working on processes for capturing carbon dioxide by increasing the alkalinity of the ocean, thereby enhancing its ability to absorb and store carbon dioxide.  

I noted that there was no publicly available U.S. patent or published application covering C12’s technology, though the company’s president and chief technology officer, Dr. Kurt Zenz House, published an article in the journal Environmental Science & Technology describing his carbon capture method.

An alert reader pointed out that Dr. House’s CV is available through his homepage, and the CV has a “Patents Filed” heading, under which it lists “Carbon Dioxide Capture and Related Processes” and states:

Primary inventor of a novel chemical process that removes CO2 from the atmosphere and stores it permanently-International patent filed by Harvard University

Indeed, after shifting my focus from U.S. patents and applications to an international search, I was able to locate House’s patent application.  International Application No. PCT/US2007/010032 (‘032 application) was filed April 26, 2007 with the World Intellectual Property Organization (WIPO) and published on February 14, 2008 as WO 2008/018928. 

The ‘032 application lists the owners as Harvard (where Dr. House got his Ph.D.) and the Penn State Research Foundation and claims priority to two U.S. provisional applications (provisional applications are essentially one-year placeholders which are not examined or published by the U.S. Patent & Trademark Office).

The ‘032 application describes and claims the carbon capture methods discussed in House’s journal article.  Claim 1 broadly recites the invention:

1.  A process for capturing carbon dioxide comprising:

providing water;

processing the water to generate acidic solution and alkaline solution;

neutralizing the acidic solution; and

capturing the carbon dioxide from a source of carbon dioxide with the alkaline solution.

One intriguing aspect of the ‘032 application is the synergy with fuel cell technology it claims.  Claim 33 recites an extension of the basic process wherein iron ions produced by neutralizing the acidic solution with reactive species provided from a rock and/or mineral source are oxidized in a fuel cell reaction to produce electricity.

Claim 15 recites another variation whereby the water processing step (to generate acidic solution and alkaline solution) of claim 1 is performed by electrolysis, and the electrolysis produces a halogen gas, a hydrogen gas, and sodium hydroxide.  The resulting halogen gas and hydrogen gas are then reacted in a fuel cell to form the acidic solution and produce electricity.

Another method, recited in claim 36, captures CO2 by reacting it with sodium hydroxide and generates chlorine gas and hydrogen gas.  The hydrogen gas may be oxidized with oxygen either in a hydrogen gas turbine (claim 43) or in a fuel cell (claim 44), in each case forming water and electricity.

The written description of the ‘032 application states:

Another benefit of the process is that some of the steps (e.g., the formation of HCl in a fuel cell) produce useful energy that can be used in other aspects of the process.  The energy may be generated, for example, from hydrogen production during the dissolution of reduced minerals (e.g., minerals comprising iron), electricity production through a fuel cell (e.g., FeCl2-HCl-O2; FeCl2-O2), or heat generated during the dissolution of silicate rocks and minerals.  Because the energy cost is a large component of the total cost for most conventional CO2 capture and storage technologies, the low energy cost of the process represents a valuable technological advancement. 

Dr. House’s article together with publication of the ‘032 application provides some interesting clues about C12’s technology and business model.  Whatever the company is planning, it wants to do it just about everywhere:  the ‘032 application designates countries and regions for patent protection all over the world, including the U.S., Canada, Europe, Eurasia, Africa, China, Japan, Australia and many others.

Eric Lane Avatar

Eric Lane

Eric Lane, the founder and principal of Green Patent Law, is an intellectual property lawyer and registered U.S. patent attorney in New York and is a member of the bar in New York and California. Eric has more than two decades of experience working with wind, solar PV, CSP, biofuels, and geothermal, energy storage technologies, carbon capture and sequestration, medical devices, data communications, mechanical, chemical, internet and software.