Archive for the ‘Trademarks’ category
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April 15th, 2008

In a battle of the apples, computer, iPod and iPhone giant Apple Inc. (“Apple”) is fighting the Big Apple’s attempt to get federal trademark registrations for its “green” apple logo (above right) for various goods and services, including promoting environmentally-friendly policies and practices and sustainable growth.
In May of 2007, NYC & Company (NYC), New York City’s marketing and tourism organization, filed several applications with the U.S. Patent & Trademark Office (PTO) for registration of its apple design alone and in combination with the words “greenyc†and “nyc.gov/planyc2030.â€Â NYC is seeking the registrations in several classes for various goods and services ranging from publications for promoting environmentally-friendly policies and practices in business, tourism and economic development and public service announcements on sustainable growth to sweatshirts, t-shirts and caps to beverage glassware, dishes and plates.Â
In January, Apple filed an opposition to two of NYC’s trademark applications (when the PTO has decided that a trademark application can be registered, the mark and related information is published and parties who believe they would be damaged by the registration have a prescribed period to oppose registration).  Apple contends that the City’s apple is too similar to its own apple design in “appearance and commercial impression” and would cause consumer confusion and erode the distinctiveness of its iconic apple. According to Apple’s complaint, its trademarks (twelve of which are cited in the complaint) have priority dating back to the late 1970’s and both NYC’s design and its own “consist of an apple with a stylized detached and convex leaf element angled upwards.”Â
Last week NYC filed an Answer and a counterclaim for cancellation of Apple’s trademark Registration No. 1,401,237 for mugs, dishes, drinking glasses, beer steins and wine glasses (‘237 Registration) on the basis that Apple was not using the mark for those goods at the time of its trademark application and that its statement of use was therefore false. The ‘237 Registration is the only mark cited in Apple’s complaint that consists of a traced apple (see below) rather than the more prevalent solid apple pictured above on the left.Â
NYC’s strategy seems to be first to knock out the traced apple trademark, which is closer in appearance to its own traced design than Apple’s solid apple logo. With the traced apple mark out of the case, NYC would only be up against the solid apple. Then it could argue that its design is not similar in overall appearance and commercial impression due to significant differences such as the traced outline and the two internal white spaces (of course there are other distinctions, such as Apple’s bite and NYC’s stem). I like the City’s chances of prevailing better if it can excise the traced apple from the case, and I’ll be watching this fight and reporting on it as it develops.  Â

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April 4th, 2008

When I mentionÃÂ to other trademark practitioners the concern I discussed in my previous post about the potential descriptiveness of eco-marks passing below the radar of the U.S. Patent & Trademark Office (PTO), they often respondÃÂ with a shrug that thisÃÂ is standard practice.ÃÂ That is, if there is an actual or potential descriptiveness problem with a trademark application, it is common to craft the identification of goods or services to make it sound as unlike the mark as possible while still accurately listing the goods or services.
I don’t think this explanation quite captures it though.ÃÂ If you compare the listings of goods for some eco-marks with those of ordinary marks that were artfully drafted to gain allowance based on being permissibly “suggestive” rather than merely descriptive, it seems like the omission of the “green” component is more than just a matter of zealous advocacy or creative drafting.
For example, here is the listing of goods for the mark LOC-TOP, whichÃÂ got a federalÃÂ trademark registrationÃÂ (since abandoned) for bottle closure caps:
CONTAINER CLOSURES IN THE NATURE FO (sic)ÃÂ BOTTLE CAPS HAVING A CAP PORTION ADAPTED TO BE SECURED TO A CONTAINER AND A SPOUT MOUNTED ON THE CAP PORTION SO AS TO BE CAPABLE OF BEING ROTATED BETWEEN OPEN AND CLOSED POSITIONS.
A glance at the mark and the identification of goods reveals the fairly simple strategy of the applicant.àThe mark consists of two words put together:àLOC (lock) and TOP.àTherefore, the drafter purposely omitted those wordsàfrom the listing of goods, instead choosing different terminology to communicate the nature of the goods.àThus, the use of the term “closures” and “caps” instead of “tops” and “adapted to be secured” instead of “locked.”àSo it’s clearly a bit ofàspin or a disguise, possibly even manipulation.àBut itànevertheless accurately communicates the nature of the goods without concealing important aspects of the products.
By contrast, here isÃÂ Clorox’sÃÂ identification of goods for GREEN WORKS for environmentally-friendly cleaning products (see my previous post here):
Personal care products, namely, hand soap, body skin soap, toothpaste, personal deodorant, mouthwash, essential oils for personal use; non-medicated skin care preparations, skin creams, skin lotions and skin moisturizing creams, bath gel, shower gel, deodorants for personal use and antiperspirant soaps; detergents, namely, dish detergents, dishwashing detergents, dishwasher detergents, laundry detergents, toilet bowl detergents; non chlorine bleach for household use, namely, household and laundry bleach
Here, the drafter hasn’t simply finessed the terminology to de-emphasize that the goods are all natural,ÃÂ environmentally-friendly products.ÃÂ Rather, the green component, surely an important feature of the products, has been left out entirely.ÃÂ Apparently, such an omission is permitted by trademark prosecution rules, but I believe it is fundamentally differentÃÂ from the common practice of artful drafting of goods listings toÃÂ avoid descriptiveness rejections.
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Since IÃÂ started reading, researching and postingÃÂ about the prevalence of eco-marksÃÂ (trademarks that communicate environmentally-friendly products or practices), I’ve been troubled by them.ÃÂ There is, of course, the obvious concern about false, unsubstantiated,ÃÂ or misleading environmental claims,ÃÂ known as “greenwashing,” which troublesÃÂ me as a consumer.ÃÂ This concern has been borne out by a recently published reportÃÂ by Terra Choice, an environmental marketing agency, called “TheÃÂ Six Sins of Greenwashing,” which surveyed over 1,000 purportedly green products and foundÃÂ that the vast majorityÃÂ made false or misleading claims.ÃÂ I’ve discussed this problem, and a couple of ways to combat it in this space before.ÃÂ (see prior posts hereÃÂ andÃÂ here)
But there is something else about the union of green marketing and trademarks that troubles me as an IP lawyer.ÃÂ ÃÂ As I mentioned in previous posts, one can’t get a federal registration for a mark that is a descriptive or generic term for the goods or services because that would prevent competitors from identifying their goods or services.ÃÂ An application for federal registration of a trademark must specifically identify the goods or services the mark will be used in connection with.ÃÂ It is this identification, or listing, of goods or services that the U.S. Patent & Trademark Office (PTO)ÃÂ examines to decide whether the mark should be allowed a federal registration.ÃÂ This decision is guided by many factors including the level of descriptiveness of the mark.ÃÂ But the trouble with eco-marks is that the identification of goodsÃÂ rarely reflects the environmental component of the mark.ÃÂ Take, for example, the identifications of services for two marks ownedÃÂ by PNCÃÂ Bank:ÃÂ
1.ÃÂ FINANCIAL SERVICES, NAMELY, BANKING SERVICES FEATURING CHECKING, SAVINGS AND INVESTMENT ACCOUNT SERVICES; FINANCIAL WEALTH MANAGEMENT; CONSUMER LENDING SERVICES; INVESTMENT BROKERAGE SERVICES; PENSION VALUATION SERVICES; ADMINISTRATION OF EMPLOYEE PENSION PLANS; INSURANCE AGENCY SERVICES; LIFE, HEALTH, ACCIDENT AND FIRE INSURANCE UNDERWRITING; INVESTMENT BANKING SERVICES; FUNDS INVESTMENT AND FUND INVESTMENT CONSULTATION.
2.ÃÂ BANKING; FINANCIAL SERVICES, NAMELY, FINANCIAL MANAGEMENT SERVICES, FINANCIAL PLANNING SERVICES, ESTATE PLANNING SERVICES, TAX PLANNING SERVICES, RETIREMENT PLANNING SERVICES, GIFT PLANNING SERVICES, DISTRIBUTION PLANNING SERVICES, ENDOWMENT MANAGEMENT AND PRIVATE FOUNDATION ADMINISTRATION SERVICES, EMPLOYEE BENEFIT PLAN MANAGEMENT AND SERVICES, FINANCIAL PORTFOLIO MANAGEMENT SERVICES, INVESTMENT ADVISORY, MANAGEMENT AND CONSULTATION SERVICES, INVESTMENT BANKING SERVICES, SECURITIES UNDERWRITING AND BROKERAGE SERVICES, INSURANCE UNDERWRITING SERVICES IN THE FIELDS OF LIFE, HEALTH, ACCIDENT, FIRE, MARINE, AND MEDICAL, AND ANNUITY UNDERWRITING AND BROKERAGE SERVICES, AND BANKING SERVICES.ÃÂ
You wouldn’t know it, but oneÃÂ listingÃÂ is for an eco-mark.ÃÂ The first is the identification of services for the mark GREEN BRANCH, the second is for EASY AS PNC.ÃÂ By reading the GREEN BRANCHÃÂ listing, one would never suspect that PNC is using the mark to attract environmentally-conscious consumers by touting the bank’s green ways.ÃÂ ÃÂ There is no mention ofÃÂ PNC’s energy efficient technology, green buildings, or any other environmentally-friendly business practices.ÃÂ
It seems to meÃÂ that GREEN BRANCHÃÂ arguably isÃÂ descriptive of the services actually provided – financial services in environmentally-friendly bank facilities – even though it is, ofÃÂ course,ÃÂ not descriptive of the services listed.ÃÂ While trademark examiners in the PTOÃÂ sometimes take it upon themselves to look beyond the listing of goods or services to the context of the mark’s use, they don’t always, and the result is stealth prosecution of eco-marks as these arguably descriptive trademarks may slip under the radar of the PTO.